Kessler Investment Advisors, Inc. and Kessler & Company Investments, Inc. and their affiliates ("Kessler") are committed to maintaining the confidentiality and security of information that we collect from our customers. This privacy notice describes the nonpublic personal information ("Information") we collect and the circumstances under which we may share it with others. We may change our privacy policy at any time upon notice to you.
What type of Information does Kessler collect?
We collect Information directly from you when you apply for and use our financial products and services. For example, Kessler will retain any Information that you provide during the account opening process or after you become a customer and any correspondence or communications that you have with Kessler or the third parties that perform services on our behalf. We also will have access to Information about your account, such as your securities positions, account balances and transaction activity.
How does Kessler use the Information we collect?
We use all of the Information that we collect (as described above) to provide you with the financial products and services that you request and to fulfill legal and regulatory requirements. We may share your Information to affiliated and unaffiliated persons, including service providers or other third parities that (i) provide business services to, or on behalf of, Kessler; (ii) facilitate the processing of transactions that you request; and (iii) assist us in servicing your account or offering products and services to you. Kessler may disclose your Information when we believe disclosure is required by law or to protect our rights or property. For example, we may disclose your Information for audit or research purposes, to attorneys or other professionals, or to law enforcement and regulatory agencies. We also may share personal information with your designated agent or other parties that you authorize.
Nothing in this privacy notice is intended to interfere with the ability of Kessler to transfer all or part of its business and/or assets to an affiliated or unaffiliated third party at any time, for any purpose, without any limitation whatsoever.
How does Kessler protect your Information?
Kessler restricts access to your Information to those persons that need the Information to perform the services described above. Kessler also maintains physical, electronic and procedural safeguards that comply with federal standards to guard your Information.
Who does this privacy notice apply to?
This privacy notice applies to individual customers (and former customers) who use the financial products and services offered by Kessler primarily for personal, family, or household purposes. The examples contained in this privacy notice are illustrations and are not intended to be comprehensive. This notice complies with recently enacted federal law and SEC and FTC regulations regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.
Who should I contact if I want more information?
Please let us know if we can answer any questions that you may have regarding our privacy policies. You may contact us via e-mail at info@kesslercompanies.com or by telephone at 800-423-0335 or 303-291-8451.
This privacy notice is provided on behalf of Kessler Investment Advisors, Inc. and Kessler & Company Investments, Inc.
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