Maxine A. Johnson
Chief Operating Officer and Chief Compliance Officer of kessler investment advisors, inc. and kessler & company investments, inc.
As Chief Operating Officer and Chief Compliance Officer for Kessler Investment Advisors, Inc. and Kessler & Company Investments, Inc., Maxine Johnson oversees all aspects of Kessler operations and compliance. She is also Senior Vice President of Kessler & Company Investments and Kessler Investment Advisors. Prior to joining the firm in 1993, she served as compliance examiner for a securities industry self-regulatory agency, where she developed extensive capabilities in the regulatory and compliance arena. Maxine Johnson works closely with all clients when new accounts are opened, keeps the firm up to date on regulatory issues, coordinates the production of client statements for both Kessler companies, and is the starting point for clients’ requests for documentation for business purposes, including tax summaries. She holds a Bachelor’s degree in Finance from Regis University.